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A Musical Analysis of John Dykes’ “Holy, Holy, Holy” (NICAEA) by Timothy Shafer

Scott Aniol June 20th, 2008

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Introduction

There are many great hymns in the 1,100 year history of notated music in the Christian church, but surely Holy, Holy, Holy! has to be regarded as one of the finest. True theology, articulated in good poetry, set to beautiful music, is the combination of disciplines that make this hymn an enduring and great work. The goal of this article is to examine the objective musical facets of this hymn, and to point to some of the features of its constructs that contribute to its beauty and excellence. But a hymn is truly an interdisciplinary work, drawing on the separate fields of theology, poetry, and music, so it will be necessary to make reference to some of these extra-musical components as well. Since poetry and theology are not my particular fields of expertise, I’ll try to limit my comments in these areas to their interaction with the musical aspect of the work.

Once having laid out the objective characteristics of the music, an inevitable question arises: What are the criteria of beauty and excellence against which the musical structures are to be measured? For this, I will depend on the classic definitions of beauty and excellence as articulated by various theologians and philosophers throughout the centuries, but most succinctly and biblically put by Jonathan Edwards: unity and diversity (or consent of being to being in Edwards’ terminology), equality, proportion, and symmetry. Evaluation of the interaction of the text with the music will be made according to the criteria set forth by the apostle Paul in his first letter to the church at Corinth: “let all things in worship be done in a fitting (or appropriate) manner.” (I Cor. 14:40)

There are a few other premises that undergird the evaluations and I’ll set them forth here at the beginning for clarity. The first premise is that the sound constructs in music are capable of expressing emotions and extra-musical references in a manner that is universally understandable and that can be evaluated for their congruity (or lack thereof) with text. To support this premise, I will depend on John Makujina’s excellent exegesis in Measuring the Music of several scriptural passages wherein he defends the primacy of a bioacoustic semiotic over and above associative models of musical communication. The second premise is that craft and skill matter in the music we use in worship. Scripture reveals this in multiple locations, both explicitly and implicitly, beginning with the Cultural Mandate set forth by God in Genesis. Thirdly, the elements of music (melody, harmony, rhythm, etc.) are capable of being organized into perceivable architectonic layers. It will often be necessary to discuss these elements in their various layers.

It is not the purpose of this article to provide a history of the genre of the hymn or of works that bear the title ‘hymn.’ At a certain point in history, it becomes impossible to know about the musical characteristics of the genre since the term is used in writing (as in Paul’s epistles) prior to the development of musical notation. Nevertheless, it’s helpful to know something about the genre as it has come to be known and used today.

Today when we speak of a hymn, we are generally referring to a religious text syllabically set to a strophic musical composition. A syllabic setting is one where the composer assigns one note per syllable of text. There are, of course, exceptions to this when, for instance, the composer desires an elaboration of a given syllable of text, but mostly, for the sake of ease of congregational singing, hymns are for the most part set syllabically. Additionally, the genre of hymn has developed harmonically to become most commonly a work in chorale style - four voices whose notes usually move simultaneously (though not exclusively). This homorhythmic texture, as it’s known, assists the congregation in their ability to sing the hymn readily (since the person next to you should be singing the same rhythm), while the four separate voices (soprano, alto, tenor, bass) provide options for each individual in the congregation to sing the hymn within a range of notes that best suits his or her own voice. While nearly all hymns are strophic, there may be a wide variety of forms employed by the composer in order to best set the text.

A couple of final caveats before moving to an analysis of Holy, Holy, Holy:

1) Please know that I am not trying to impose a required level of expertise on the average worshiper or even pastor for meaningful worship in song. The analysis is necessarily musically dense and detailed. The state of worship in church has devolved into essentially two camps - those who say there is great music for worship and we should use it, and those who say, “Prove it.” Proving it requires analysis and criticism. This analysis is an effort toward defending a claim that there is objective excellence and beauty in music and that it is biblical that the church should seek these qualities in its worship. Detail has proven necessary in the defense of that claim as detractors persist. The level of detail in the following analysis is a normal part of the training that musicians acquire as they pursue the skill of their craft. It is understandably tedious for some, but part of the day-to-day craft of skilled music making.

2) What follows is not in any way intended to be a prescription for a great hymn. The forms of great hymns vary; the melodic structures vary; the rhythms vary; the harmonies vary; the proportions of these elements vary; the interactions of these elements vary. By no means am I suggesting with this analysis that composers who wish to write great hymns should follow a formula derived from this one hymn. This analysis is simply that: a collection of observations found in one hymn. Other great hymns may and do have widely disparate features. If there is an overarching principle to be found in greatness as it applies to hymns, it is more likely to be articulated in the writings of men like Jonathan Edwards and Augustine than in the common and necessarily tedious analysis of a single work.

BRIEF BACKGROUND

Holy Holy, Holy, required the combined efforts of two gifted and highly skilled men. The text was written by the accomplished poet and theologian Reginald Heber in the year of his death (1826) and based on the images of heavenly worship received by the apostle John in Revelation 4:8-11. According to poetic commentaries, Reber was enthralled with the holiness of God and used the symbolism of threes to extol God’s trinitarian nature. The Center for Church Music web commentary on this hymn tells of Reber’s poetic descriptions of God:

God is ‘holy, merciful and mighty,’ he’s ‘perfect in power, in love and purity,’ he’s worshiped by ’saints, cherubim, and seraphim,’ and he’s praised ‘in earth and sky and sea.’ Through these consistent units of three, this hymn describes and worships God in three persons.1

The familiar tune, NICAEA, was specifically composed for the poem in 1861 by John B. Dykes, also a theologian, but with additional training in music. Together, the text and the music have provided an opportunity for saints to praise God in both spirit and truth for the past nearly 150 years.

Historically, good hymns begin with the text. The music is then derived from the text both in the detail of its craftsmanship as well as its emotional affect. The natural speech patterns and inflections of the language of the text are represented in the musical elements available to the composer and the emotional tone of the text serves as the basis for the emotional affect of the music. While these elements are inextricably intertwined with one another, it might be helpful for the purpose of clarity to separate them in the analysis.

ANALYSIS OF THE CRAFT OF TEXT SETTING AND INFLECTION

When setting the text to music, at least two levels of dynamic inflection must be considered. The lowest and most immediate level is the syllabic level; polysyllabic words must be set with the proper natural syllabic inflection they are given when they are spoken. For example, the word ‘holy’ must be set with the musical elements emphasizing the first syllable rather than the second and the word ‘almighty’ must be set with the middle syllable emphasized as it would be spoken. Also, when choosing from among single syllable words, syllabic inflection is generally reserved for more important parts of speech; nouns, verbs, and descriptors receive more musical inflection than articles, prepositions, and conjunctions. When the text is set well to the musical elements, the resulting naturalness of the syllabic inflection contributes immensely to a song’s ’sing-ability.’

The second level of inflection is at the level of the phrase. Musicians often refer to this level as ’shaping’ or ‘phrasing.’ This means determining the most important word (or words) of the group of words in the thought and arranging the musical elements (melody, rhythm, harmony, texture, etc.) in a manner that points to and emphasizes that word. In both composing and rendering the music, there are often interpretative choices to be made at this level and these choices can have an impact on the meaning of the text.

Whether considering inflection or shaping, there are a great variety of musical tools available to composers for assisting with the emphasis of a syllable of text, or an entire word. Some common ways include assigning the desired text the highest note of the phrase (pitch accent), assigning it the longest note of the phrase (agogic accent), placing it on a strong beat rather than a weak beat in the measure (metric accent), placing it at a proportionally strong point in the phrase (structural accent), giving it harmonic tension, assigning an expression mark (such as an accent, slur mark, sforzando, or tenuto mark), as well as many others. Skilled composers can control these musical elements so as to highlight one means over another, or to cause conflict between the various means, or to bring them all together at the same moment for especially climactic points in the music. These stress types occur at hierarchical levels in a musical composition, with good composers causing them to work together for a natural and musically congruent relationship with the text.

The syllabic textual inflection in NICAEA is very nearly flawless throughout all four verses. Every poly-syllabic word receives a musical treatment that correctly inflects the word as it would be spoken and all the single syllable words are treated in a naturally inflected manner. Take for example, the rhythmic placement of the word “holy.” Dykes sets it so that each time it is sung, the stressed syllable when speaking - “ho” - is placed on a strong beat in the measure - either beat one or beat three. The same is true for the other poly-syllabic word in the first line, “almighty.” The stressed middle syllable of “almighty” is deliberately placed on a strong first beat of the measure, to make sure the singers can expect to sing it as it would be spoken. The same careful treatment is given to all of the other poly-syllabic words in the hymn. Wherever there are single syllable words, Dykes takes care to ensure that their musical treatment reflects the way in which they would most naturally be spoken.

One might quibble about the final line of verse two where the poetic foot of the line changes in comparison to same line in the other verses in Heber’s poem. Poetic foot refers to the manner in which the strong syllables manifest and align themselves in a poem. Comparing the final line of each verse, we see the following strong syllables emerge in the spoken version of the text, with the bold text indicating the most natural spoken inflection:

vs. 1 God in three per - sons
vs. 2 who wert and art,
vs. 3 per - fect in pow‘r,
vs. 4 God in three per - sons

It’s clear that the strong syllables in verses 1, 3, and 4 in this line of the poem are similar in construction, each with a strong-weak-weak-strong-weak syllabic pattern. But the comparable clause of text in verse two contains a different number of syllables as well as a potentially different natural inflection for those syllables. This creates a dilemma for the hymn composer, who is writing strophically, using the same music for each verse. Sometimes musical accommodations must be made for the poem. Good composers will attempt to mitigate these poetic stress variants, employing different kinds of musical stresses (as mentioned above) that can be called upon and emphasized by skilled performing musicians to give good inflection during the performance of the music. In this case the obvious musical stress is given to the downbeat of measure 13.

Ex. #1 - NICAEA Melody and Textual Inflection

The strong pitch accent of the high note combined with its metric accent of being placed on the strongest beat of the measure serves verses one, three, and four perfectly. But where the poem deviates in its poetic meter in verse two, Dykes mitigated only slightly by choosing a rhythm for this measure that ensured that ‘wert’ would appear on a strong beat, albeit a secondarily strong beat three.

The second level of inflection, shaping, is similar to textual inflection in that both involve dynamic gradation. The principal difference in the two is one of scope - inflection occurring at very local levels while shaping takes place across an entire phrase or more of music. Both inflection and shaping are tools of dynamics - the rise and fall of stress and volume in music making. Both are ultimately in the hands of the performer, but the instructions for how and when to shape are embedded in the musical cues left by the composer. At the phrase level, shaping tends to emphasize a single word over the others in a thought, crescendo-ing across the length of a musical phrase to that important word, followed by a descrescendo away from it. The process is often (but not always!) governed by the journey to and away from the highest pitch in the phrase and reflects the natural process required to sing a high note; the higher the note, the more air required to reach it, and the louder, therefore, is the volume of the voice when the high note is sung. (Dynamic markings don’t have to be present on the page for them to be required of the performer; dynamic shaping is always understood by trained musicians to be crucial to the act of music making.) The importance of these dynamic processes cannot be overstated, as they are integral to creating the sense of movement in music that touches the emotions. If shaping is left unobserved and unrehearsed, listeners will experience and often describe the music as flat, boring, uninspiring, etc. (As the church has eliminated the biblical position of skilled, trained and paid musicians, it has left the musical element of its worship in the hands of untrained and often minimally skilled musicians. It is my opinion that the reputation of hymnody has suffered from this act of the church, as amateurs leading in music are far less likely to know about and execute the implicit musical cues of the chorales with sensitivity to the texts. This is part of the reason that the blame for the church’s music being ‘dead’ has been incorrectly assigned to the hymns. The fault more properly and biblically lies with those who would place the responsibility for music leadership in worship on untrained musicians who must then play those hymns [see Nehemiah 13]. But I digress.)

In NICAEA, Dykes has provided some wonderfully flexible cues and tools for shaping phrases that can be used by a congregation in their adoration of the Lord. To appreciate the dynamic shaping devices embedded in the chorale, it’s best to start with an overall grasp of the form of the music, which again, is based on the text. For reference, the text for the poem can be found here, and the hymn can be found here. To continue reading the analysis, it will be helpful to print the hymn for handy reference.

To compose music that properly conveys the textual thought, the composer must pay close attention to the punctuation provided by the poet. The elements of music (melody, rhythm, harmony, etc.) must offer natural moments of pause, division, respite, and breath at points of punctuation as dictated by the text. When we compare the punctuation of the various lines of text in Holy, Holy, Holy, we find that Heber has thrown a few curve balls to any potential composer. A comparison of the first line of each verse finds identical division after six syllables in each line, dividing two related but distinct thoughts.

1. Holy, holy, holy! || Lord God Almighty!
2. Holy, holy, holy! || All the saints adore Thee,
3. Holy, holy, holy! || Though the darkness hide thee,
4. Holy, holy, holy! || Lord God Almighty!

No problem. But in verse two in the analogous line three, a line by line comparison shows a deviation in the structure of the text during which a complete thought is written without pause.

1. Holy, holy, holy! || Merciful and mighty!
2. Cherubim and seraphim falling down before thee,
3. Only Thou art holy! || There is none beside thee,
4. Holy, holy, holy! || Merciful and might!

Similarly, line two in verse four offers a variation from the other line twos, and line four is varied in verse two (as mentioned previously). So how does a composer write strophically while still accounting for such variety in poetic structure?

Dykes solved the problem presented in the poetry by using various elements of music to point to different possibilities for phrase divisions. For instance, rhythmically, a phrase unit is usually shown by a cessation of activity (as in a long note or a rest). So when examining the rhythmic domain of NICAEA for clues toward seeking a phrase structure, the form looks like a double bar form, with the ending of each musical unit designated by a relatively long note, as shown below in Musical Example #2a.

Ex. #2a - Surface Level Bar Form

Ex. #2b - Chart of Surface Level Bar Form
a (mm. 1-2) a1 (mm. 2-4) b (mm. 5-8) [bar form #1]
2 + 2 + 4

a (mm. 9-10) a2 (mm. 11-12) c (mm. 13-16) [bar form #2]
2 + 2 + 4

This understanding of the form serves the text perfectly in all four verses for lines one and two, as well as verses one, three, and four for lines three and four.

But the pitch aspect of the melody points to a larger understanding of the structure. The contour of the melody implies an elision between the two short phrases (the stollens) of the bar form. Dykes chooses a rising and falling intervallic pattern that climaxes on a sustained high note in measure three. This rise and fall serves to effectively join the opening four bars together as one unit, contrary to the rhythmic pause at the end of measure two.

Ex. #3 - Melodic Contour Elision

This results in a different understanding of the structure that can be shown as follows:

Ex. #4 - Chart of Middle Level Form

a (mm. 1-4) b (mm. 5-8)
4 + 4

a1 (mm. 9-12) c (mm. 13-16)
4 + 4

This understanding of the form perfectly suits line three of verse two, which was the problem line that Reber left for Dykes. Understanding and executing the phrase in this manner avoids the interruption of the flow of thought after the first six syllables created by the bar form structure mentioned previously.

Yet another, even larger view of the form emerges from the harmonic aspect of the structure as Dykes delays the appearance of the first and only half cadence until measure eight. The half-cadence clearly divides the hymn into two distinct parts, with the repetition of the opening phrase beginning again at measure nine. This aspect of the music tends to point two “short,” four-measure units (stollens) followed by a long eight-measure unit, resulting in a hyper-bar form - an augmented version of the bar form seen in the structure shown in Example # 2a.

Ex. #5a - Hyper-level Bar Form

Ex. #5b - Chart of Hyper-level Bar Form

a (mm. 1-4) + b (mm. 5-9) + c (mm. 9-16)
4 + 4 + 8

So while these three separate elements - melody, harmony, and rhythm - each point to three different views of the musical structure, they nonetheless occur simultaneously when singing the hymn, requiring decisions about how to execute the music in terms of rubato, articulation, slurring, and dynamics. As it happens, these three different views of the form work together in a related, hierarchical manner to permit flexible renderings of the music on a verse by verse basis according to the various textual punctuations in the poem.

For example, where the text proclaims our thrice holy God, the half-note rhythms at the end of the proclamation signal a natural point of breath to the worshiper (i.e. between measures 2 and 3). But where the cherubim and seraphim are falling down before our Lord in one complete thought during verse two, the melodic pitch contour of the same music permits an elision between those same two measures where we previously took a breath and allows for the complete thought to be sung just as naturally in one breath! Simply put, a brilliant solution to the problems presented in the poem! In a similar way, the harmonic delay of the half-cadence in the hymn elongates the musical motion to encompass the complete thoughts indicated by the periods and semi-colon in measure eight. (I would be hung out to dry, though, if I were to suggest that worshipers sing all eight measures in one breath! It’s enough for the forward motion of the phrases to be encouraged by the instrumentalists until the harmonic half-cadence in measure eight, then relaxing the rhythm for a deep breath before continuing.)

Two other tiny details of the music support the textual variations in the poetry. Compare the single different pitch in the repetition of the ‘a’ material (mm. 1-4 and mm. 9-12). In measure four, the melody descends a third. But at the comparable spot in measure 12, Dykes changes the final note of the measure (on beat three) so that it no longer descends a third, but rather, stays on the same note (see examples 6a and 6b below). Why would he do such a thing? It’s not simply variety for variety’s sake. Compare the text in the two spots verse by verse. At the end of measure four, ALL the verses come to a pause in the text, and are indicated as so with the punctuation. Click the following image to enlarge the text:


But in measure twelve, verse three has a different structure that requires musical continuation. Here, the text continues onward from the beginning of its thought in measure 11 all the way to the word “pow’r” in measure 14 before pausing in the list of list three ways in which God is perfect. Again, click the image to enlarge the text:


This verbal thought in the poem crosses the structure of Dykes’ chosen musical form (which musical form serves the other verses). So to encourage and assist the singer in continuing the thought from measure 11 on through measure 13, Dykes changes the note in measure 12 from a note that descends in a direction away from measure 13, and instead provides a note that is a perfect launching pad (scale degree 5 to scale degree 1) to the high note at the beginning of measure 13.

Ex. #6a - Melody, measures 3-4

Ex. #6b - Melody, measures 11-12

Far from distorting the remaining verses, this simple change of the descending note does much more than simply serve verse three. It removes a barrier that opens a much longer melodic unit, beginning in measure 9. The slow gradual melodic ascent that begins measure nine now ascends all the way to the high note in measure 13, descending back to its starting position by the final measure, creating an enormous arch shape across eight measures. This melodic contour is the musical device that emphasizes the entire Trinitarian declamation of “God in three Persons” in both verses one and four and secures the understanding of a hyper-level bar form as viewed in Ex. 5a

Secondly, the rhythmic change in analogous measures 3 and 11 offers a small insight into the detail of Dykes’ care for the text. In measure three, the rhythm chosen for the first two beats is quarter notes in all the voices. But in measure 11, Dykes alters the motivic rhythm of the repeated quarter note to a dotted quarter/eighth rhythm. He does this in deference to the relatively less significant partial-word syllables being set in measure 11 compared to the slightly more important full word setting of the word, “the” in measure three. Observing the text in this manner also provides an opportunity to give musical variation to the core repeated note motive of the hymn.

After plowing through some of the complexities of form in this hymn, it should be easy to see the more normal kinds of musical support Dykes’ tune lends the text in more usual ways. For instance, in measures 1-4 in verse one, the gradual and steady melodic increase to the high note emphasizing the word “Lord” on the first beat of measure three should be easily visible. The durational accent “Lord” receives also contributes to the word’s importance in the phrase. Similarly, in line two it’s easy to see the melodic highlighting of the first beat of measure five, with the pitch accent on the first syllable of the word “morning,” and a rare secondary shape toward the word “rise” in measure seven. After reaching a climax at the beginning of measure 13, because of the poetry, the phrase begins slowly to descend and taper away.

Worshipers don’t need to be aware of these musical details in a great composition to sense and feel them. They only have to observe the punctuation in the text to take advantage of them. On the other hand, the musical leadership must be aware of these details so that they lead the congregation in meaningful, spirit-filled singing. For an organist or pianist to not be aware of or render this detail is to contradict it, thus detracting from the meaning in the text. The awareness and rendering require the biblically commanded skill and training on the part of the musicians in His service. Paradoxically, the more sophisticated and skilled is the compositional craft, the easier and more natural it is for the non-musician to sing the music meaningfully .

ANALYSIS OF MUSICAL CRAFT

At a purely compositional level, and considered apart from the text, Dykes demonstrates excellent musical craftsmanship. As mentioned earlier, he has gone to considerable lengths to ensure that the phrases in NICAEA may be logically understood and musically executed in diverse manners. There is yet one additional fascinating aspect of the form at a purely musical level. The opening eight measures, as previously described, is easily understood as a bar form according to rhythmic features. Yet the intervallic content of these opening eight measures points to a rare, reverse bar form (4+2+2) that occurs simultaneously. While the four measure arch contour in mm. 1-4 is divided by the rhythm of half notes, in mm. 5-8 there are a couple of two-measure intervallic sequences of ascending fourths that are joined together by the rhythm of steady quarter notes. This is an amazing display of compositional unity.

Yet these complex achievements at the large structural levels have been balanced with great simplicity at the most local level. Dykes has created the main melodic idea from a very simple and repeated two-note trochaic motive. This motive, no doubt originating from the inflection of the key word “holy,” can be found in its simplest form in measures 1, 2, 3, 5, 6, 9, 10, 11, and 12. In each of measures, 1, 3, 5, 9, 10, and 11, it appears twice per measure. During the course of singing the hymn in all four of its verses, this motive occurs a total of 60 times (15 times per verse)! It occurs in augmentation in measures 2 and 10, and in a four-fold augmentation when considering measures 3-4 and 11-12 as pairs. Far from permiting the motive’s falling victim to the criticism of vain repetition, Dykes goes to great lengths to provide diversity in the use of that motive through rhythmic as well as pitch variation, augmentation, development, and the offsetting balance of large-scale formal complexity. He does this to the extent that most casual singers of this hymn would likely never recognize the two note motive on which the hymn is built nor would they sense the repetition of it. Herein lies a crucial difference between functional repetition used as an organic cell and vain repetition due to lack of compositional skill.

Of special note is the general contour inversion in the ‘b’ and ‘c’ phrases (mm. 5-8 cf. mm. 13-16). These analogous phrases are notable because they contain the widest intervals in the 16 measure melody (intervals of perfect fourths). In the ‘b’ phrase (mm. 5-8) there are two distinctive ascending intervals of fourths; measure five ascends from scale degrees five to eight while measure seven presents an ascent from scale degrees two to five. Extracted and sung juxtaposed, the beautiful inverted symmetry of the two phrases is easily heard (see Examples 7a and 7b).

Ex. 7a - Measures 5-8 General Melodic Contour Inversion Compared with mm. 13-16

Ex. 7b - Measures 13-16 General Melodic Contour Inversion Compared with mm. 5-8

The descent of the ‘c’ phrase contains a marvelously constructed sequence of detail. The descending fourth in m. 13 is followed immediately by another descending fourth in m. 14. After these initial two leaps, we can watch as the descending intervals narrow sequentially: mm. 14 and 15 conclude the hymn with descending third, a descending second, and finally, a repeated prime. Mirroring the narrowing descent is the rate at which the descent occurs: in mm. 13 and 14 the descending fourths require two beats to occur; in m. 15, the descent of the third takes only one beat of time; the descent of the second and unison increased to the eighth note level. In music, this increase in rate is known as foreshortening. Hierarchically, the sequence of descending intervals occurs at the interval of the descending third (in the key of D, the first descent begins on D, then B, then G). a n augmented symmetrical inversion of the opening ascending melodic thirds that began the hymn. The compositional control over a variety of musical elements exhibited by Dykes is worthy of a master composer.

Ex. 8 - Measures 13-16 Proportional Intervallic Descent and Foreshortening

Rhythmically, NICAEA is very straightforward. The meter is common time (4/4) and the rhythms are largely quarter notes, half notes, and whole notes. Dotted rhythms are sparsely but effectively used in measures 5, 7, 11, and 15. The use of the dotted rhythm is interesting structurally. Dykes reserves a full, four-voiced manifestation of the dotted rhythm in preparation for the two structural cadences at mm. 8 and 16. Only here do all the voices move in unified dotted rhythms, and these appearances of the rhythm are the only ones which occur on count three of the measure. At the two other points points where the dotted rhythm is used, the voices split, with only one or two voices manifesting the dotted rhythm while the remaining voices continue to move in sure, steady, quarter notes. The only time a single voice is permitted to move with independence using the rhythm is in measure five, where Dykes uses the dotted rhythm in tandem with an ascending fourth, lending to the soprano a trumpeting, heralding quality that is fitting for the text it serves.

While these musical details might not be immediately (or ever!) apparent to the worshiper, they nonetheless undergird the construction of the piece and bind it together in a rich manner with beauty and integrity. Like a beautiful diamond, the compositional details ensure a timelessly high level of quality that encourages each new generation of saints to return to the work.

ANALYSIS OF THE CONGRUITY OF TEXTUAL AND MUSICAL MEANING

The text of the poem is well known to Christians. Its Trinitarian emphasis, as well as its focus on the attributes of God with a special emphasis on His holiness, are both tightly linked to Scripture. Though the poem is obviously not at the level of an inspired text, many of its phrases are direct quotations from the Bible. Dykes had a daunting task in front of him to set this wonderful text to a musical composition worthy to carry its many truths. But in addition to his theological training, Dykes had significant musical training that enabled him to bring musical ideas to the text that timelessly support the propositional truths of the text.

What are these musical ideas? Well, a brief music theory background is necessary before beginning. As polyphony and harmony developed in the West, music took on what is now referred to as a tertian harmonic foundation. This means that our harmony is based on notes that are a distance of a third apart (This interval can be experienced at the piano by playing any white key, skipping the next white key, and playing the following white key.) This development took place based on theories of consonance and dissonance which in turn were based on the mathematical ratios of individual pitches (discovered by Pythagorus). Details regarding Pythagorus’ theory are widely available for further reading from a variety of sources, but for our purposes, suffice it to say that our harmonic development is based in the Lord’s natural laws of the physics of sound. There is nothing artificial or manipulated about the choice of a third for the purposes of building harmony. The development of music saw this interval become the foundation for the construction of all harmony; chords are constructed by “stacking” intervals of thirds together. Our basic harmonic unit is called the triad because it contains three notes, built from two ascending thirds. Triads are built on each note of a scale, resulting in the chords that are used to accompany a melody.

So Dykes’ choice of the melodic material for the opening of this poem is no accident. He separated the notes of the triad that is built on the very important foundational first note of the scale and used them for the strong and distinctive presentation of holiness that is repeated six times in the poem. The symbolism is clear: one chord comprised of three notes standing for One God in Three Persons. As with all analogies that attempt to represent or explain the mystery of our trinitarian God, the analogy ultimately breaks down. But the three in one musical presentation is so boldly and clearly presented that there can be no mistaking Dykes’ intent. In fact, in addition to the intervallic symbolism of the opening, Dykes envelopes the entirety of the composition with architectonic tripartite forms to further highlight the poetic symbolism of threes Reber used in his extolling of the characteristics of God. The bar form used by Dykes as the principal structural unit is a three part musical phrase structure (a, a, b) used three times - twice at the surface level (mm. 1-8 constituting one bar form and mm. 9-16 constituting the second), and used once at the hyper-level (see examples 2a, 2b, 5a, and 5b for a review of this discussion), encompassing the whole hymn.

Melodic intervals and their direction are part of the composer’s musical tool bag for communicating ideas. A rising interval carries certain natural expressions because of the strength and energy required to produce higher pitches when singing. Also, assisting in the natural expressive qualities of ascending intervals are the upward based physiological responses that human beings tend to manifest when experiencing emotions along the emotional spectrum of joy, triumph, strength, power, enthusiasm, exuberance, etc. Conversely, when experiencing sadness, grief, despair, fatigue, defeat, etc., humans tend to exhibit natural physical responses in which the body moves in an essentially downward motion (Makujina, Measuring the Music, Appendix C).

The ascending intervals in Dykes’ opening melodic phrase present bold leaps between pitches, ascending by relatively large distances from the first note to a climactic point on the word “Lord” (in verse 1) that is six notes higher than the starting note. These ascents emphasize the importance of each subsequent statement of the word, “holy,” and prepare the listener (by saving the highest note) for the One who is holy on the word “Lord.” The sound causes the body to experience the highness and holiness of the Lord, unifying the propositional truth content of the text with the spirit of the musical meaning.

Further emphasizing the greatness and breadth of this moment in the opening of the hymn is the harmony - particularly the counterpoint created by the bass line. From its starting point, the bass takes off in the opposite direction from the melody, moving generally downward by both leap and step to a point five notes lower. The polarity created by this contrary motion between the two extreme voices (soprano and bass), is the musical equivalent of spreading the arms far wide apart in a grand gesture in opposite directions. It creates a tremendous sense of the greatness of our God at the precise moment that the worshiper is singing His name, “Lord.” All the voices move in rhythmic unison but in intervallic antithesis to create a sense of both ‘oneness’ and ‘all-ness’ that expresses both the omnipotence and omnipresence of our Lord (notice the word ‘all’ at this same point in verse two).

Yet another element emphasizing the expansiveness of the gesture is found in the texture of the music, specifically in the voicing of the chords. By voicing I refer to the distance between individual members of the chord. For instance, the opening triad is written in what musicians call “closed position.” That is to say, there are no gaps between members of the chord; the triad consists of D, F#, A, and Dykes does not skip any of these available three notes as he constructs the opening chord. With each successive half-note’s worth of music, the voicing becomes more open, until by the time we arrive at the triad on the climactic melody note at the beginning of measure three, Dykes has progressively increased the distances between chord members, so that the two chords supporting the word “Lord” are in an extremely “open position,” skipping several available notes of the chord between each member of the chord (see example 9 below).

Ex. #9 - Use of Musical Texture in Setting Text

This is an additional gesture that contributes to the feeling of grandness at the climax. It’s a very tangible sensation in the hands of a keyboard player, who begins the hymn with both hands in a closed position, with the fingers close in to the palms, and by measure three arrives at the climax point where both hands are expanded to a very wide position with large spaces between the fingers. This is a tangible microcosm of the opening wide of the arms suggested in the preceding paragraph. Some keyboardists with smaller hands may not even be able to reach the left hand interval of a ninth on the word “Lord.”

Ex. #10a - Closed Position of the Hands to Start the Hymn

Ex. #10b - Open Position of the Hands to Play the Wide Texture in measure 3

Individual singers in a congregation can notice this phenomenon, too. A soprano will hear how far away the alto has departed from her, while the tenor will feel as though the bass standing next to him has left him as the voicing expands. The overall span of the triads from the beginning to the climax has objectively increased from an octave to more than two octaves, with distances between inner voices exceeding an octave! Dykes understands how the texture of the music can help to create an expression that fits the text.

By the end of the phrase, the melody finds respite by descending a step and then a third from the climactic high note in measure three. This serves the text in verses two and three where the activities described are “hiding” and “adoring.” But in the outer verses of the poem, Reber continues the poem by extolling God’s might. Again, the variety of meaning from verse to verse creates a problem for a composer who is trying to give expression to the words using strophic form. Dykes again solves the problem brilliantly by allowing the tenor voice in measures three and four to continue to climb - slowly by step - to the strong middle syllable of the word “almighty.”

Ex. #11 - Rising Tenor Climax for the Word “Almighty!”

Ask any man who sings the tenor part to this song how this countermelody contributes to the text and you are sure to hear of the power that accompanies his high note on the stressed syllable of “almighty” on the first beat of measure four. Dykes writes the voice parts so that the separate meanings of each verse can be tended and highlighted by the individual voices. Tenors who are sensitive to the text will refrain from singing their part as boldly in verses two and three as they will in verses one and four, allowing instead the descent of the soprano in measure four to dominate the sound. Over time, congregations can be lead into this kind of sensitivity by a trained organist or Director of Music without a word of instruction, simply by balancing the accompanying instrumental lines to reflect the appropriate musical nuances that enhance the meaning of the text. (I have heard this done expertly to the marvelous glory of God at Tenth Presbyterian Church in Philadelphia, under the musical leadership of Paul Jones.)

One final point should be made regarding congruity. There are three strategically placed ascending fourths between measures 5-6, measures 12-13 and one in measure 7. The ascending fourth is an interval that has great expressive quality as a heralding interval. It calls to the hearer to hearken. This is because it finds its origins in the natural properties of the open pipe. When blowing into an open pipe (whether a conch shell or a French Horn) a player will produce a pitch easily in the main range of that pipe. By blowing a little harder, the pipe will produce an ascending fourth. This interval (along with its companion inverted interval, the ascending fifth) in an open pipe has been used for centuries (probably since the time of Jubal) by cultures world-wide to call to people across wide distances - most notably as alarms, calls to battle, or calls to the hunt. Dykes reserves this interval for points in the poem where the preponderance of the words or thoughts are of a similar kind of tone: morning, golden, praise, song shall rise, sky, glory, God, and perfect.

Contrary to assertions made by aesthetic relativists, composers can and do use the sound referents in music to express non-musical ideas, places, events, things, and emotions. These expressions can be evaluated for their congruity with the texts of the songs to which they are set. This is an important part of a church musician’s responsibility before the Lord. The benefit of this congruity for the edification of the body of Christ cannot be underestimated. Scripture implies the need for musical congruity in several passages.

OVERALL ASSESSMENT OF BEAUTY AND EXCELLENCE

Jonathan Edwards encapsulates classic definitions of beauty and excellence in his brief essay entitled, “The Mind.” In this work he says that, “all beauty consists of similarness, or identity of relation.” Further, he postulates that “in identity of relation consists all likeness and all identity between two consists in identity of relation.” Of excellence he says, “All excellency is harmony, symmetry, proportion, equality, regularity, likeness of ratios. Excellency consists in the similarness of one being to another - not merely equality and proportion, but any kind of similarness.” He defines excellence as follows: “All excellency is harmony, symmetry, proportion, equality, regularity, likeness of ratios. Excellency consists in the similarness of one being to another - not merely equality and proportion, but any kind of similarness.” Further elaborating he states: “Excellency is the consent of being to being, or being’s consent to entity. The more consent is, and the more extensive, the greater is the excellency.” Edwards’ definition is a fairly concise rendering of classical definitions of beauty and excellence as articulated by theorists, philosophers, and orthodox theologians for centuries.

In the preceding analysis, many of the organizing features of Dykes’ musical treatment of Reber’s poem meet Edwards’ definitions of excellence and beauty. For instance, the two note trochaic cellular motive that permeates the piece brings unity of sound at a local level to the entire piece, while the hierarchical structures - i.e. forms within forms - demonstrate proportion and likeness of ratios in the use of layered bar forms (2+2+4, 2+2+4 being embedded in the larger 4+4+8). Even the opening phrase of the song demonstrates a likeness of ratio to the bar forms by virtue of the chosen rhythms of “holy, holy, holy” (2 beats + 2 beats + 4 beats). See example 12 below for a visual representation of Dykes’ proportional setting of the text:

Ex. #12 - Architectonic Tri-partite Structures Unifying NICAEA

mm. 1-2
Holy, holy, holy!
2 beats + 2 beats + 4 beats



mm. 1-8
Measures 1-2 Measures 3-4 Measures 5-8
2 measures + 2 measures + 4 measures


mm. 1-16
Measures 1-4 Measures 5-8 Measures 9-16
4 measures + 4 measures + 8 measures

Not only in the forms does Dykes demonstrate likeness of ratios and a fondness for the complex beauty of proportion, but also in the interval choices and their rate of use. General symmetries may be found in the use of the the arch shaped melodic contours in measures 1-4 and 9-16 and the stunning symmetrical likenesses of the analogous inverted ‘b’ and ‘c’ phrases (mm. 5-8 compared with mm. 13-16). The proportional use of the descending intervals in the ‘c’ phrase (mm. 13-16) as well as the proportional rate of descent, can’t be overlooked as an evidence of likeness of ratios.

Consent of being to being is nowhere better demonstrated than in measure 1-8 where the opening bar form (see examples 2a and 2b) is simultaneously presented with a reverse bar form (4+2+2 when measuring intervallic contours). The second half of the hymn also demonstrates amazing consent of being to being in that the bar form (2+2+4) of measures 9-16 are joined as one in an overarching melodic contour spanning the entire range of the melody of the hymn.

Simply put, there can be no doubt that NICAEA is both excellent and beautiful in its manifestation of rhythm, form, melody, and harmony. Dykes demonstrates a marvelous understanding of musical craftsmanship in this short 16 measure hymn.

OVERALL ASSESSMENT OF MUSICAL AFFECT

Dykes excels at the treatment of individual words and ideas in this setting of the hymn. But the overall musical affect also directly correlates to the affect of the text. The relatively slow quarter and half note rhythms that pervade the hymn, in combination with the slow ascent of the principal phrase, the two-note trochaic motive, the hierarchical qualities of the form, the strategic placement of the ascending fourth melodic interval and dotted rhythm, lends the melody a stately quality reminiscent of a noble procession - entirely fitting for a text that invokes holiness, adoration, rising praise, golden crowns, power, and omnipotence. It is a majestic text set to music that concretely expresses regal dignity. In both the general affect of the music and the specific details of individual words, Dykes has provided an excellent example of biblical congruity between text and music according to Paul’s command in I Corinthians 14:40: “. . . everything should be done in a fitting and orderly way.”

PRACTICAL CONCLUSIONS

How can all this detail help a pastor who is attempting to still a rising storm of congregational demand for pop/rock worship music? Firstly, it provides concrete support for the notion that there are objective characteristics in musical composition that can be evaluated for their musical excellence or lack thereof. A pastor who senses or who has read that there is a qualitative difference between the pop/rock choruses and hymns can be assured that from a musical perspective, these claims can be defended. Secondly, an analysis such as this might hopefully help raise awareness that there are definite musical features of a composition that contribute to its musical affect and that the affect of a composition can be compared to that of the text of the hymn to satisfy the demand for biblically commanded congruity. Finally, I hope that an analysis such as this will help pastors and church leaders realize that music is a biblically recognized discipline involving significant detail and craftsmanship and requiring extensive skill and training from its purveyors (both composers and performers), as modeled in the Bible. My prayer is that wherever possible churches observe and reform their practices to the biblically articulated models of God’s assembly appointing trained musicians who are skilled at deciphering the musical codes and leading the congregation in the execution of them for the truth-filled and spirit-filled worship of our Lord.

Dr. Timothy Shafer is a professor of music at Penn State University.


Anthem & Song

14 Responses to “A Musical Analysis of John Dykes’ “Holy, Holy, Holy” (NICAEA) by Timothy Shafer”

  1. [...] definitely sourced in western church music–which is a style all its own. Look at this from a review of Holy Holy Holy: The descent of the ‘c’ phrase contains a marvelously constructed sequence of detail. The [...]

  2. Timon 04 Jul 2008 at 10:35 am

    Dear Mike,

    I appreciate the nice comments you made on your website about the analysis of the NICAEA hymn tune. I have some questions about some of the other comments you made, though.

    You assert that the analysis is not biblical. In what way or ways do you think it is not?

    Why do you state that an analysis such as this would not work for other styles? Why would it not? All music contains the elements that were investigated here (melody, rhythm, etc.). Did you see the other analysis for a praise chorus by Scott Roley of Indelible Grace? If not, you might want to take a look at it here:

    http://religiousaffectionsmini.....-be-shafer

    In what way do you believe cultural judgments were made in the analysis? Can you identify some examples?

    Finally, though I don’t know the GnR tune you mention, I’d be glad to take a look at it to see how it compares biblically against a fine tune like NICAEA.

    Thanks, Mike.

    Tim

  3. Dan Forreston 07 Jul 2008 at 9:46 am

    Hi Tim-
    Thanks for your fine work- some really insightful perspectives. I might take issue with your “hyper-level bar form” (the mere presence of a half cadence doesn’t justify it; most people would just see this is a plain ole’ 16-bar parallel period), and with the assertion that this level of detailed activity is necessary day-to-day for craftsmen (most composers write much more intuitively than analytically- it’s the theorists who rely on this level of detailed activity, much more than the composers, at least in these styles. A great composer’s “intuition” is often well-informed by these types of considerations, but few actually think this way- they just write “where the line wants to go”; and truly some composers have intuition that’s only informed by listening, not by theoretical knowledge or ability.)

    My main reason for posting, though, is to ask, in light of the two analyses you’ve posted here, what you think of this quote from Julian Johnson (”Who Needs Classical Music?”), whose book has been labelled “brilliant” by none other than Paul Jones.

    “Musical practice today reinforces the false assumption on which it is based- that all musics fulfill the same function and can be meaningfully judged by the same criteria.”

    And later on…

    “…Mozart and Madonna….are both “music” just as Schindler’s List and Toy Story are both films. But just as these two films do different things because they are made differently, so do Mozart and Madonna, and for the same reason….they are made of different musical materials that are organized in different ways. Neither is understood by the criteria of the other: Mozart is outdated and makes for poor dance music, and Madonna’s music lacks the sophistication of phrasing and form found in Mozart.”

    This sword cuts both ways, doesn’t it?

    You know that my slight discomfort is with your methodology more than your conclusions. I believe that musical universals exist, but I’d rather focus on what a particular song’s style does or doesn’t do/mean/say/etc, rather than try to make universals more clear and measurable than they really are. (Edwards’ thoughts strike me as equally applicable to other styles besides Western hymnody or even Western art music, even if they are comprehensive.)

    Nevertheless, I enjoyed reading your analysis- good work! I remember first analyzing this hymn after learning about part-writing and voiceleading in freshman theory, and being blown away!

    df

  4. Timon 07 Jul 2008 at 11:49 pm

    Dear Dan,

    Thanks so much for slogging through the analysis. I appreciate it very much. It really is an incredible hymn, isn’t it?!

    Perhaps I wasn’t as clear as I could have been in buttressing my hyper-level bar form position. I kind of scattered the evidence around in the article because of the format I chose. It wasn’t only the half-cadence that I cited as evidence. If you’ll remember, I did account for the parallel period (actually double parallel period) understanding of the form in example 4, though I didn’t title it. In fact, in an early draft, I had used the term, but at the end deleted it since it wasn’t central to my argument, required additional explanation and in that sense misled the reader. My point is that the composition is flexible enough that the form may be understood in multiple ways, thus accommodating the text. If you listen in a worship service, no one sings the tune as a parallel period. It is much more often sung with breaths indicating the smaller bar forms by the average worshiper. Worshipers with sensitivity to the text, though, have musical support for carrying the breath through where the punctuation requires it, and Dykes made subtle changes to the melody to facilitate this (not just the half-cadence!).

    I haven’t read the Johnson book, but it sounds provocative. Having not read it, I can’t comment with any degree of assurance about the quotes you give, since I don’t have a full context. But from the context I derive from what you provide, it seems to me that the author is making what Makujina calls the Pelagian assertion that musical style is immune from the effects of the Fall, and therefore exempt from judgment and discernment. Johnson is certainly incorrect when he states that Mozart and Madonna “are made of different musical materials.” Both Mozart and Madonna are made from the same four acoustical materials that God gave to all musicians from which they make music: duration, frequency, amplitude, and waveform. These elements certainly are arranged in different ways - I’ll give him that much. The various ways in which they are arranged establish the musical style each represents. But musical style (a.k.a. in Johnson’s vocabulary as “musical function”) is really nothing more than a set of expectations and probabilities within and among each of these elements. Musical styles, then, are man-made creations, all of them tainted to varying degrees with sin - like all of man’s creations. As Scott has previously so clearly pointed out: with God there are no gray areas. In the quotations you provide from Johnson, he seems to want to deny that there are musical universals. We may not always be able to see the absolutes perfectly, clearly, or at all, but they always exist in God’s eyes, and it is our responsibility to seek to discern them (Philippians 4:8). We don’t get to exclude music or musical style from our discerning, as Johnson seems to want to do. You’ll have to ask Paul Jones about his recommendation. There must be some redeeming features to be found in the book.

    I think you’re right that Edwards’ comments apply equally to non-Western forms. I don’t know where I’ve ever stated or implied that beauty or excellence is exclusively Western. You know, with this sort of analysis I’m attempting to explain my claims for, “this is a beautiful hymn,” or “this is excellent and that is not.” I’m trying to distinguish from mere preference or opinion. I personally do not listen to or perform music with this kind of analysis running through my mind, and I certainly don’t believe that all composers think this way when they write. On the other hand, there are plenty of examples of the analytical process going on in the minds of Bach, Beethoven, Liszt, and other greats when comparing their sketches and revisions. Not all composing is intuitive, and that’s born out by historical evidence. So I’m not sure I’d agree with your assessment of “few” composers thinking that way, since there are some pretty big ones who obviously do. Others, like Mozart, famously write with precious little revision, giving little insight into the compositional process. Analysis reveals genius in both Bach and Mozart, whether the process of composition was analytical or intuitive. I don’t claim to know whether Dykes crafted and revised this tune, or whether he simply “intuited” it. Either way, analysis concretely reveals that his results are compelling. Analysis is an additional means we have to examine the worth of the piece. It’s only a tool, but I think it’s a valid tool.

    Tim

  5. Timon 08 Jul 2008 at 7:38 am

    Dan,

    One last point about the quotations you provide:

    Johnson’s assertion that Mozart is outdated doesn’t happen to reveal a bias, does it? I work with hundreds of students (all of them much younger than myself) who don’t find Mozart to be outdated. Mozart speaks to their emotions from across centuries of time and from across cultures. What kind of evidence does Johnson provide for his assertion that Mozart is outdated? Mozart uses the same 12 pitches that Madonna uses, the same harmonies, the same note values. While Johnson may believe what he’s saying about the contextualization of these elements by their ‘function,’ in reality, his contextualization only serves as a ruse. The simple fact is, Mozart uses all these elements with demonstrably more skill and craft than Madonna, and the emotions expressed in Mozart’s usage of them appeal far less often and overtly to our baser instincts - something any Christian should be concerned about.

    Tim

  6. Dan Forreston 08 Jul 2008 at 8:45 am

    Thanks, Tim.

    We could get into all sorts of discussions, but I’m going to try to leave things there- i.e. we’ve stated our different perspectives. :-)

    I DO have to defend Johnson, though, because you’re gravely misunderstanding him and falsely accusing him. He’s not saying that Mozart is outdated; his entire book argues to the contrary! He’s saying that when judged by the criteria of pop music (i.e. Madonna), Mozart is outdated and makes bad dance music.

    I recommend the book heartily, so that you see the brilliant and incredibly strong context from which these quotes come, and for your own enjoyment/edification. I’m only halfway through it, but I’m seeing why it was so strongly recommended by Paul Jones and many others.

    I’m thinking that Scott has read the book, as it’s been listed in bibliographies of his, somewhere…?

    df

  7. Timon 08 Jul 2008 at 9:09 am

    Dan,

    I appreciate the quick correction. I’ve purchased the book and will look forward to reading.

    I should have refused to comment on quotations taken out of context, rather than to end up falsely accusing Johnson. It’s difficult - if not impossible - to gather that he is arguing to the contrary from the limited context of the quotation in your post. Before responding, I had others read the quotation without my comment and their understanding was the same as mine.

    Let this be a lesson to me! My apologies to Mr. Johnson.

    Tim

  8. Scott Aniolon 08 Jul 2008 at 9:14 am

    Back at it again, are we, fellas? :)

    I really do think that we’re talking about two levels of analysis focusing on two different levels of meaning, both of which are helpful and interesting. Tim’s theoretical level, in my opinion, is the lowest, most universal level. Dan’s stylistic level would be one level up, still somewhat universal, but rooted in culture and knowledge of the style. Even so, wouldn’t you agree, Dan, that stylistic meaning flows from the musical structure?

    Also, I’m with you that most composers write more intuitively than theoretically, but wouldn’t you say that their genius of intuition is still founded upon universal theoretical principles and can therefore be analyzed as such? Furthermore, wouldn’t you admit that they have such intuition because those principles are inherent in the created order and thus universal?

  9. Timon 08 Jul 2008 at 11:07 am

    Hi Scott!

    Thanks for referee-ing! :)

    I agree with what you’ve said about the levels of analysis - stylistic and analytical. I also agree that stylistic meaning flows from musical structure. Whether the number of composers who write intuitively vs. analytically is few or many is not such a relevant point if we understand ‘intuitive’ as containing ‘analytical’ but in hyper-speed. My speculation is that composers writing intuitively is much like performers who sight read well - the foundational skills are thoroughly engrained such that the thinking and doing of the act is so swift and replete with content that it seems intuitive both to an observer and probably even to the composer himself!

    I maintain that Bach’s analytical thought process (as well as others) can clearly be seen in his revisions, though. (Read Lawrence Dreyfus’s “Bach and the Pattern of Invention” for compelling evidence and discussion.) Bach himself is quoted as having said, “I have worked hard. Every hard-working man could do the same thing that I have done.” Far from being false humility, Bach’s own writing on arriving at a suitable musical motive (what he calls the ‘invention’) indicates significant analytical thought and confirms his statement about hard work. At the same time, he was said to be able to spontaneously improvise a four-voice fugue on a new subject . I think these two modes are related and are a factor of excellence in craft.

    Tim

  10. Dan Forreston 08 Jul 2008 at 8:57 pm

    Two points and I’m done:
    1) Compositional Intuition.

    There are genres/styles that rely much more on craft than others. Obviously (Tim) you chose a pretty weighted example, in Bach. :-) That kind of composition can only happen through studied craft, no doubt. But writing a hymntune is usually much more free than that, at least at the creative stage.

    I believe intuition can be a deep theoretical knowledge working in hyperspeed like sightreading, or it can simply be a great aural memory and synthesis, without the visual work or the analytical terminology. My students can improvise all sort of periods, sentences (bar forms), etc, without a lick of knowledge of terminology, or even a thought as to what gives their music unity. They simply hear what comes next, from aural memory and synthesis.
    On the other hand, my more “left-brained” students who want to “engineer” every detail of their melodies, often write lousy melodies! They can prove all sorts of great motivic manipulation and design, but the melody just DOESN’T WORK. I’ve found that the best melodies are the ones that are allowed to “happen” and unfold as they “want to”, in the composer’s ear/mind. Then, after the fact, we can use analyses like these to find out WHY they work. I can’t speak for Dykes, but this is what I’ve found to be true in myself, composers I’ve read and talked to, and my students.

    By personal example, I think it’s safe to say I have a pretty analytically educated musical mind- but my own compositional practice, when writing a hymntune, is probably 70% “asking the line where it wants to go” (completely subjective, even if informed by analytical knowledge or broad exposure to lots of music), and maybe 30% conscious analytical construction- usually only invoked when I can’t hear intuitively “where the line wants to go.”

    One last point: when I first studied Schenkerian Analysis, it RUINED my composition for about 6 months. I was too busy trying to embed Urlinie in my melodies. I had to learn to “turn it off” while writing, and only rely on it occasionally- usually “after the fact”. To this day, I have to shut out Schenkerian thought while writing a melody. I give great attention to contour, but not to Schenker.

    On the other hand, when I’m writing, say, a piece of art music for instrumental solo, I may use a much more “craft” oriented approach- with motivic devices, manipulation of sets, etc.

    Think about this: If the bulk of compositional skill was simply found in a deep, lightning-quick theoretical-analytical mind, wouldn’t composition pedagogy be a lot easier? :-)

    I know I’ve waxed eloquent here, but I’m probably more qualified to speak to these things, than most of the rest of what I dabble in. :-) And I’m eager to make these points, because I think many people have misconceptions about the compositional process.

    2) Julian Johnson Quotes and Musical Universals.

    I offer my apologies for pulling those quotes out- but my taking them from their context didn’t change their meaning, only their part in making his larger point. Let me summarize: He’s saying, in part, that people in our culture listen to music because it either matches their current mood, or pulls them toward a mood that they desire to be in. He laments that people make demands of “immediacy” of classical music, the same way that pop music gives immediacy. His point is that “classical” music, by definition, is art, created with a much different purpose than “immediacy”. Therefore, he says, it’s wrong to judge Mozart by the same criteria as Madonna- it won’t fulfill the pop aesthetic’s criteria.

    My point, then, is, what he says next: the sword cuts both ways. It may be just as unhelpful to judge Madonna by Mozart’s terms. The fact that Madonna’s phrasing and form lack the sophistication of Mozart, is inherent in the style/genre.

    When I read those statements, a few weeks ago, I thought of you, and when I saw this analysis posted, I couldn’t resist sharing. :-)

    What it really comes down to is universals. Given your strong belief in universals, you naturally judge both musics by the same standards, on the “theoretical” plane. Because I believe universals to exist considerably less tangibly, I prefer to focus more on a stylistic-semiotic (is that a term?) analysis than the theoretical one, in terms of whether something is appropriate for worship. So Scott’s right- we just prefer to dwell on different planes for making our choices, even if our choices end up being quite similar.

    Again, before I get labeled a heretic, I believe that there HAVE to be musical universals, because God is the source of all that is, including Beauty. And even though I think musical universals are hard to get at, we all agree that “attached” meanings are just as strong as any “universal” meanings- Makujina makes this point in his appendix on semiotics; Paul Jones makes that point in his appendix on musical meaning; and I’ve collected a few other sources that say the exact same thing, including (if I remember correctly) Hindemith and Copland.

    So our views are probably much more complementary than contrary. (Olive Branch!) And I’m careful to tell my students that I’m open to being more fully convinced about musical universals’ tangibility or specificity.

    df

  11. Timon 09 Jul 2008 at 12:20 am

    Dan,

    Olive Branch and apology accepted! Thank you!

    I don’t disagree with anything you say about propriety. I find it to be a little like beauty and excellence, though: when pressed for reasons about why this music is appropriate, but that music is not, there’s no answer that satisfies except to go right back to the musical meaning of the sound constructs. Makujina has said, and I think rightly so, that the entire argument boils down to musical meaning.

    I do agree that attached, or associative, meanings exist and can be just as strong as bioacoustic sound referents. But, and I think this is where Makujina has done an invaluable service, the Bible points to the primacy of the bioacoustic semiotic model. In the second edition he heads the section on p. 318, “Primacy of the Bioacoustic System” and proceeds to argue convincingly from logical, aesthetic, musicological, and biblical perspectives, that though the associative model can and should exist, the bioacoustic model is prime.

    I agree with you, Dan, that our approaches are complimentary. I simply find that the stylistic/functional/proprietary arguments don’t end the discussion as firmly as the musical meaning arguments do. Most who disagree with the musical meaning arguments after the foundational arguments are presented merely revert to the notion that music is neutral, which is simply indefensible biblically. This is why I would encourage you, Dan, to ‘take up arms’ in the musical meaning discussion - considering what combinations of musical elements speak most clearly regarding particular affections. I think it requires a serious study not only of the musical elements, but also of the higher level emotions - both complex, multifaceted topics.

    I find myself too often ready to use the word ‘absolute’ in describing the way in which music communicates. This is probably a combination of zeal and sloppiness. I think it’s more correct to say that (within the bioacoustic system) music communicates objectively within a pretty narrowly defined range of emotions. It’s impossible, for instance, to confuse musical fear with musical triumph. These emotions are at different ends of the spectrum, and as such, are expressed entirely differently in sound.

    I chose Bach for my example not to stack the deck, but only because his music is where I’ve had the most recent experience in examining the two versions of composer manuscript. I recently taught a class where we examined the 1720 and 1723 versions of the 2-part Inventions. Our class actually took a trip to see the original manuscript of the Notebook for W. F. Bach at Yale. It was incredible. I fully admit ignorance of the compositional process for particular individuals. Only where there are revisions or where a composer has written about his compositional process (as you just did, Dan - thank you!) can we gain insight into the method of composing. My wife has composed and published not a few sacred works and hymns, and she describes her manner of composing very similar to yours. In many ways, as a performer, it doesn’t matter to me what the compositional process is - only the result. I examine, for the purposes of interpretation and performance, the finished work - after the fact. Is it beautiful? Is it excellent? Does it move me? Does it edify?

    But when pressed, I find this foundational level of analysis the most revealing and compelling. How else can we give our assertions validity when we assess congruity of text with music, or defend propriety of style for a particular function?

    Thanks for another provocative conversation, Dan and Scott.

    In Christ,

    Tim

  12. Scott Aniolon 09 Jul 2008 at 8:51 am

    Thanks again for the conversation, guys.

    Dan, I don’t think I would say for a moment that Dykes was thinking specifically theoretically when he wrote NICAEA. No doubt he was letting the line go where it wanted based on the text.

    But then, as you say, it is interesting and helpful to go back and analyze WHY the text wanted to go there, and I think we can discern objective reasons for that.

    Wouldn’t you say that after you write a tune, and let it go where it wants, you can go back and discern objective strengths to that tune even though you didn’t necessarily put them there on purpose?

    I think that’s what Tim’s doing here, and I see great value to that.

  13. Dan Forreston 09 Jul 2008 at 11:39 am

    High fives all around. :-) Back to work!

    df

  14. Rayon 09 Jul 2008 at 11:37 pm

    I would like to commend Dr. Shafer for his analysis, and comment on the discussion regarding the act of composing intuitively versus analytically.

    I believe that the greater the genius of the composer, the more natural, quick and intuitive he is at writing works that can be analyzed in great detail by mere compositional mortals. Is the composer conscious of the form he is writing? I believe that he is, but that he thinks about it so naturally and quickly that it would only take seconds to write something that would take others much longer to create. We see this when a great athletes’ form is analyzed by commentators. For example, when tennis announcers discuss the serve of Pete Sampras or Roger Federer. Teaching pros may be much better at analyzing the wonderful form an athletic genius than the genious himself. A world-class athlete or composer thinks of these things so easily and quickly that a given work can be un-complicated to them, simple to us when we hear it, but complicated to us when we examine its’ many layers of compositional achievement.

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